Corporate history

1999/04

Wholesale division of Daiwa Securities Co. Ltd. (Now Daiwa Securities Group Inc.), transferred to the Company as well as all operations of Sumitomo Capital Securities Co., Ltd. Operations begin under the name of Daiwa Securities SB Capital Markets Co. Ltd

1999/10

Daiwa Securities Group Inc. transferred shares of overseas subsidiaries conducting securities-related business in Europe, Middle East, and Asia & Oceania to the Company, with these companies becoming subsidiaries of the Company.

2000/11

Opened Milan Branch of a U.K. subsidiary in Italy.

2001/04

The Company took over the business of Sakura Securities Co., Ltd., absorbed part of the wholesale securities operations of Sakura Bank, Ltd., and changed its name to Daiwa Securities Capital Markets Co. Ltd.

2001/10

Daiwa Securities Capital Markets Principal Investments Co. Ltd., a wholly owned subsidiary that makes investments in monetary credits, including bad loans, real estate, private equity, and other related businesses, began operations.

2002/08

In collaboration with Daiwa Institute of Research Ltd. and Shanghai International Group Corporation Limited, the Company formed Shanghai Daiwa SMBC-SIG Investment Consulting Co. Ltd. a joint venture.

2003/11

The head office was relocated to the Marunouchi area of Chiyoda-ku in Tokyo. All Tokyo offices were integrated, except Eitai Sales Office.

2004/11

Formed Daiwa SMBC-SSC Securities Co., Ltd., a joint venture with Shanghai Securities, a company in Shanghai International Group, and began operations.

2006/01

Representative office opened in Bangkok, Thailand.

2006/02

Representative office opened in Mumbai, India.

2006/03

The Company has the head office, three sales branches and one sales office.

2007/10

Representative office opened in Hanoi,Vietnam.

2010/01

Change firm name to “Daiwa Securities Capital Markets Co.Ltd.” following the acquisition of our 100% shares by Daiwa Securities Group Inc.

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